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KYC Operations Specialist

1.00 to 3.00 Years   Mumbai City   28 Jun, 2022
Job LocationMumbai City
EducationNot Mentioned
SalaryRs 4.0 - 6 Lakh/Yr
IndustryIT - Software
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

    Roles and ResponsibilitiesDepartmentProfileThe India Equity Branch Ops team supports the India IED broking business - Equity Sales & Trading business. The TSG Ops team supports both primary and secondary markets on 2 Exchanges in India. India is an ID market with significant complexity and regulatory reporting requirements. Ops resources are required to have good knowledge of regulations, market practices, coordinate with traders, setup and manage client relationships, work on exchange applications to monitor margins and collaterals, coordinate with Exchanges, Agent Banks for operational issues, Performing activities like Trade Booking, sending confirmations, perform regulatory reporting, work with GCM on primary market deals, do processing and settlement as per local requirements etc.BackgroundontheTeamThe Team actively works with India IED desk and performs all the functions right from account opening to settlement of trades. The team also works with the GCM team on primary market deals like IPOs, FPOs, OFS, QIPs.The team coordinates across various departments like Legal & Compliance, FCG, Tax department, risk team in their day to day functioning. The team interacts with clients based in different regions, local custodian banksPrimaryResponsibilitiesUnderstanding of India Stock MarketKnowledge of India KYC lawsKnowledge of documentary requirements for various entities like FPI, Mutual Fund, CorporatesKnowledge of KRA SystemUnderstanding of C-KYC regulationGood to HaveCommunicating with the Traders, Custodians, Clients and ensuring with knowledge of account set upSkillsrequired(essential)1.Strong customer service focus, interpersonal and communication skills2.Good Team-player3.Ability to absorb information and learn quickly4.Sound Technical knowledge5.Exhibit a strong sense of urgency, accountability, ownership6.Being Accurate, Taking Initiatives7.Well conversant with Equity market rules and regulations preferred8.Knowledge of Exchange Regulations9.Knowledge of Primary market processes like IPOs, OFS, QIP etc.Skillsdesired1.Experience in client servicing2.Excellent verbal and written communication skills3.Ability to work under pressure with strict timelines4.Ability to handle critical situations5.Good interpersonal skills6.Strong Control focus7.Good knowledge of MS OfficeMinimum: 2-4years of relevant experience in an Institutional Broking Firm on KYC Side

Keyskills :
operationsequity sales

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